Asia Disputes Notes
Tag: market misconduct
Showing 4 out of 4 results
05 February 2015
Hong Kong’s top court clarifies mental element in money laundering offence
In the recent case of HKSAR v Pang Hung Fai (FACC 8/2013), the Court of Final Appeal (the CFA) offered, for the first time, authoritative guidance on the …
16 May 2013
Tiger Asia Management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the Securities and Futures Ordinance under Section 213
After over two and a half years since US-based hedge fund manager Tiger Asia Management LLC and its three officers (collectively “Tiger Asia”) sought to …
30 May 2012
Amendments to the self-reporting requirement under the Code of Conduct to come into effect in December 2012
The Securities and Futures Commission (SFC)'s two-month consultation on the amendments to the Code of Conduct to facilitate the establishment of the …
28 February 2012
Court of Appeal upheld SFC's appeal in Tiger Asia, confirming CFI's power to make final orders based on own finding of alleged market misconduct
The Securities and Futures Commission ("SFC") secured a victory in the Court of Appeal last week in its ongoing battle against the New York-based hedge …