Corporate Notes
Tag: fsma
Showing 12 out of 14 results
FCA guidance on financial promotions on social media
The FCA has published finalised guidance (FG24/1) to clarify its expectations of firms and others, such as influencers, communicating financial …
Further changes to UK high net worth individual and sophisticated investor exemptions
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 …
Half-yearly corporate update - Our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
High net worth individual and sophisticated investor exemptions updated
The government has made new regulations to update the exemptions in the Financial Promotions Order (2005) (the FPO) relating to high …
Near-final prospectus regulations published and further FCA engagement papers
HM Treasury has published a near-final version of the regulations on public offers and admissions to trading (statutory instrument or SI), which …
Half-yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Financial Services and Markets Act 2023 receives Royal Assent
The Financial Services and Markets Act 2023 has received Royal Assent. The Act forms part of the government’s Future Regulatory Framework Review, which …
Next step in reform of the prospectus regime
The Financial Conduct Authority (FCA) has published a series of engagement papers on the new prospectus and public offers regime in the UK, …
Amendment to proposal to sunset retained EU law
The government has published a written statement announcing that it has tabled an amendment to the Retained EU Law (Revocation and Reform) …
Financial Services and Markets Bill 2022-23 published
A Financial Services and Markets Bill has been published as part of the government’s Future Regulatory Framework Review (FRF Review). …
Directors found liable for misleading statements and misrepresentations in annual and quarterly reports
Two former directors of Autonomy plc have been found liable for misleading statements and misrepresentations in Autonomy’s annual and quarterly reports. …
FCA enforcement action – former CFO of AIM-listed company sentenced for misstated results
The former chief financial officer of Redcentric Plc has been sentenced to five and a half years' imprisonment and disqualified from being a director for …
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