Corporate Notes
Tag: pdmr
Showing 9 out of 9 results
FCA enforcement action – non-executive Chair fined for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent (SCG), the former non-executive Chair of ConvaTec Group Plc, £80,000 for …
FCA enforcement action – company censured and executive directors fined for breaches of Listing Rules and MAR
The Financial Conduct Authority (FCA) has censured Carillion and provisionally fined three of the company's former executive directors for breaches of …
Directors found liable for misleading statements and misrepresentations in annual and quarterly reports
Two former directors of Autonomy plc have been found liable for misleading statements and misrepresentations in Autonomy’s annual and quarterly reports. …
Half yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Market Abuse Regulation – changes to UK MAR on PDMR dealings and insider lists
The deadline for disclosing dealings by persons discharging managerial responsibilities (PDMRs) and the requirements in relation to insider lists in the …
Special edition of the Primary Market Bulletin on Brexit
The Financial Conduct Authority (FCA) has published a special Primary Market Bulletin No.32 on Brexit to remind issuers and investors of the …
Changes to PDMR dealing notification regime
The Financial Services Bill has been introduced to Parliament. It amends certain aspects of the legislative and regulatory framework for financial …
Latest FCA Primary Market Bulletin
The Financial Conduct Authority (FCA) has published the 30th edition of its Primary Market Bulletin (PMB). Topics covered in the PMB include: PDMR …
FCA fines PDMR £45,000 for failure to comply with Article 19 of MAR
In December 2019, the Financial Conduct Authority (FCA) fined a former PDMR of Braemar Shipping Services plc (a premium listed company) for failing to …