Tag: financial conduct authority
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FCA publishes technology change management review
HMT consultations on financial promotions: approving promotions and promoting cryptoassets
FINTECH REGULATION – WHAT'S COMING UP?
With fintech being a rapidly developing and increasingly regulated area, we have created a timeline of key UK and EU regulatory milestones to watch out …
Fintech regulation - what is in the pipeline?
Bridging the FinTech gap: What dividend should we seek from regulatory cooperation across jurisdictions?
Technology-facilitated innovation in financial services, a diverse collection of topics which coalesces under the portmanteau term of "FinTech", is …
Further developments in Distributed Ledger Technology
On 15 December 2017, the Financial Conduct Authority (FCA) published the Feedback Statement (FS) to its April 2017 Discussion Paper (DP) DP17/03 on …
Fintech regulation - what is on the horizon?
With fintech becoming such a fast-moving and increasingly regulated space, we have created a timeline of key UK and EU regulatory milestones to watch out …
Scaling up the Senior Managers and Certification Regime: Thinking Ahead
The UK Senior Managers and Certification Regime (SMCR) is being extended to almost all financial services firms authorised by the FCA. This will include …
Regulators around the world become more vocal regarding the potential risks associated with ICOs
On 4 September 2017, seven major regulators governing the finance and technology sectors in China (collectively, the Chinese Regulators), jointly …
Crowdfunding – regulatory headwinds on the horizon?
Crowdfunding has the potential to be one of the most positive developments on the financial scene in years, with the potential to 'democratise' finance …