Tag: financial services
Showing 11 out of 11 results
A new regime for critical third party providers to UK financial services firms is on the horizon
FINTECH REGULATION – WHAT’S COMING UP?
FINTECH REGULATION - WHAT'S COMING UP?
Fintech is a rapidly developing area where developments in the regulatory regime are ongoing. We have created a timeline of key UK and European …
Hong Kong SFC publishes licensing conditions for virtual asset fund managers
On 4 October 2019, the Securities and Futures Commission (SFC) published proforma terms and conditions which will apply to virtual asset fund managers …
FINTECH REGULATION – WHAT'S COMING UP?
With fintech being a rapidly developing and increasingly regulated area, we have created a timeline of key UK and EU regulatory milestones to watch out …
Fintech regulation - what is in the pipeline?
Further developments in Distributed Ledger Technology
On 15 December 2017, the Financial Conduct Authority (FCA) published the Feedback Statement (FS) to its April 2017 Discussion Paper (DP) DP17/03 on …
Fintech regulation - what is on the horizon?
With fintech becoming such a fast-moving and increasingly regulated space, we have created a timeline of key UK and EU regulatory milestones to watch out …
Scaling up the Senior Managers and Certification Regime: Thinking Ahead
The UK Senior Managers and Certification Regime (SMCR) is being extended to almost all financial services firms authorised by the FCA. This will include …
Thinking two moves ahead - how to get the best out of a fintech fundraising
Thinking two moves ahead - how to get the best out of a fintech fundraising. Rich Woods and Emily Naylor from the fintech team at Herbert Smith Freehills …
Bank of England launches fintech community and FCA publishes discussion paper on distributed ledger technology
In March 2017, the Bank of England FinTech Accelerator launched a new fintech community. The new community has three main objectives: to share …