Tag: governance
Showing 4 out of 4 results
07 April 2021
UK regulators release final operational resilience policies
07 April 2020
COVID-19: Governance: FCA and PRA publish statements on their expectations for regulated firms under SMCR (UK)
The PRA and FCA have published two statements setting out their expectations on UK-regulated firms under the Senior Managers and Certification Regime …
03 August 2018
HKMA publishes open API framework for Hong Kong banking sector and launches own open API
On 18 July 2018, the HKMA announced that it had concluded a consultation on its intended approach to open application programming interface (API) for the …
23 October 2017
Scaling up the Senior Managers and Certification Regime: Thinking Ahead
The UK Senior Managers and Certification Regime (SMCR) is being extended to almost all financial services firms authorised by the FCA. This will include …