Tag: investigations
Showing 3 out of 3 results
09 March 2020
FCA highlights its areas of concern in financial services markets in Sector Views 2020
09 January 2020
Happy New Year – Happy New Money Laundering Regulations
On 20 December 2019, we received a festive treat: the publication of the Money Laundering and Terrorist Financing (Amendment) Regulations 2019 (the …
18 November 2019
Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms
On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …