Fintech Notes
Tag: smcr
Showing 2 out of 2 results
07 April 2020
COVID-19: Governance: FCA and PRA publish statements on their expectations for regulated firms under SMCR (UK)
The PRA and FCA have published two statements setting out their expectations on UK-regulated firms under the Senior Managers and Certification Regime …
22 July 2019
A new regulatory regime for peer-to-peer lending
In June, the FCA published its policy statement on crowdfunding platforms (PS19/14). PS19/14 contains two new sets of rules which apply to: (i) …