Tag: mar
Showing 12 out of 12 results
Herbert Smith Freehills is the premier sponsor of City & Financial Global's Market Abuse and Market Manipulation Summit on 27 February
The alchemy of journalism – turning market rumours into inside information
August 2021: The month ahead in financial services regulatory developments…
January 2021: The month ahead in financial services regulatory developments…
Crypto assets and the market abuse regulation: Main challenges
The month ahead in financial services regulatory developments…
#MAR_bitesize
New Market Abuse powers for the FCA (2) Powers to require information from issuers, PDMRs and persons closely associated to PDMRs The Financial Services …
#MAR_bitesize
Investment recommendations Increased scope The former Market Abuse Directive (MAD) imposed requirements designed to ensure the objective presentation of …
#MAR_bitesize
Extra-territorial scope of MAR: impact on non-EU firms Article 2(4) of MAR applies the "prohibitions and requirements" within MAR to behaviour that …
#MAR_bitesize
Suspicious transaction and order reporting Under Article 16 of MAR, market operators and investment firms operating a trading venue1, and any person …
#MAR_bitesize
MAR MONDAY On 3 July 2016, the EU Market Abuse Regulation (MAR) (EU 596/2014) replaced the Market Abuse Directive (MAD) and the current UK regimes for …
AIFMs, UCITS managers and proprietary trading firms: EU MAR surveillance and STORs requirements apply
With just under 5 weeks to go before the Market Abuse Regulation comes into application across the EU, the European Securities and Markets Authority …