FSR and Corporate Crime Notes
Tag: accountability
Showing 6 out of 6 results
MANDATORY REFERENCE CHECKS TO STOP ROLLING BAD APPLES – MAS ISSUES CONSULTATION PAPER ON PROPOSED REQUIREMENTS
On 6 July 2018, the Monetary Authority of Singapore (MAS) issued a Consultation Paper which, among other things, proposes requirements for Financial …
FEMR Progress Report / Speech by Mark Carney, Governor of the BoE
FEMR Progress Report: The HM Treasury, the Bank of England (BoE) and FCA have today published the 2018 Progress Report on the Fair and Effective Markets …
A NEW GLOBAL TOOLKIT FOR FIGHTING MISCONDUCT RISK: WHAT DOES THIS MEAN FOR FIRMS AND REGULATORS?
On 20 April 2018, the Financial Stability Board (FSB) released its long awaited toolkit (Toolkit) for firms and regulators’ use in fighting misconduct …
Navigating the Regulators' Increased Focus on Individual Liability – A Global Perspective
Regulators throughout the world are increasingly focused on holding individual corporate executives accountable for corporate wrongdoing. Recent …
US: Applicability of business judgment rule to bank officers to be considered by Supreme Court of Georgia
As the UK Government shapes, and reshapes, provisions in the Financial Services (Banking Reform) Bill to make individual accountability a reality for …
Joint Parliamentary Committee reports on pre-legislative scrutiny of draft Financial Services Bill 2011
Today, the Joint Committee appointed by both Houses of Parliament to conduct pre-legislative scrutiny of the draft Financial Services Bill 2011, reported …