FSR and Corporate Crime Notes
Tag: algorithmic trading
Showing 2 out of 2 results
12 February 2018
FCA Report: Algorithmic trading compliance in wholesale markets
Relevant to both solo- and dual-regulated firms, the report reflects the findings of both firm-specific and cross-firm reviews into algo trading …
10 September 2013
US CFTC publishes concept release consulting on risk controls and system safeguards for automated trading
The US Commodity Futures Trading Commission (CFTC)'s 137 page concept release on risk controls and system safeguards for automated …