Tag: approved persons
Showing 3 out of 3 results
03 April 2023
Edinburgh Reforms: HM Treasury and the UK regulators launch the review of the SMCR
11 November 2020
FCA prohibitions highlight increasing focus on non-financial misconduct
11 October 2012
New PRA and FCA regimes for Approved Persons
The FSA has published a consultation paper on the PRA and FCA regimes for approved persons (CP 12/26). CP 12/26 sets out proposed amendments to the …