Tag: authorisation
Showing 5 out of 5 results
27 July 2021
FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan
01 October 2020
FCA’s Approach to International Firms
19 September 2019
The new regulatory regime for insurance intermediaries in Hong Kong – are you ready for 23 September 2019?
On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of …
11 January 2019
Preparing for Brexit: EEA Firms - UK Temporary Permissions Regime ("TPR")
The UK FCA and PRA propose to implement the TPR if the UK leaves the European Union on 29 March 2019 without an implementation (or transitional) period, …
13 December 2018
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …