Tag: best execution
Showing 3 out of 3 results
15 September 2020
FMSB Spotlight Review on measuring FICC execution quality
12 April 2018
HONG KONG SFC RELEASES THEMATIC REVIEW REPORT ON ALTERNATIVE LIQUIDITY POOLS
Earlier this week, the SFC released a circular and a report in relation to its thematic review to assess compliance with the regulatory requirements for …
22 February 2018
SFC ISSUES GUIDANCE ON BEST EXECUTION FOLLOWING THEMATIC REVIEW
On 30 January 2018, the Securities and Futures Commission (SFC) issued a circular to set out its guidance on the standards expected of licensed …