FSR and Corporate Crime Notes
Tag: code
Showing 2 out of 2 results
29 May 2018
HONG KONG SFC ISSUES DISCLOSURE REQUIREMENTS FOR DISCRETIONARY ACCOUNTS
On 23 May 2018, the Securities and Futures Commission (SFC) published its consultation conclusions on disclosure requirements for discretionary accounts …
21 July 2017
Hong Kong SFC consults on new rules and code for open-ended fund company structure
On 28 June 2017, the Securities and Futures Commission (SFC) launched a two-month consultation (Consultation) on the detailed legal and regulatory …