FSR and Corporate Crime Notes
Tag: competition
Showing 12 out of 18 results
2021 Global Bank Review: ESG, creating a purposeful future.
Supreme Court remits £14bn class action against Mastercard back to Competition Appeal Tribunal for reconsideration of certification
The month ahead in financial services regulatory developments…
FCA fines asset managers in first use of its competition powers
On 21 February 2019, the FCA announced its first decision under its competition enforcement powers, finding three asset management firms have …
UK FCA ASSET MANAGEMENT MARKET STUDY – FINAL REPORT
On 28 June 2017, the FCA published the highly anticipated final findings of its Asset Management Market Study ("Final Report"), which can be accessed …
Managing risk: a disputes perspective (2017)
Herbert Smith Freehills recently held its annual disputes client conference exploring some key legal and compliance risks facing major corporates. …
UK: FCA Asset Management Market Study - Interim Report
The FCA has published its Asset Management Market Study Interim Report, which can be accessed here, with annexes. The FCA sets down a clear marker as to …
UK: Concurrent competition powers for the Financial Conduct Authority and Payment Systems Regulator
On 1 April 2015 the Financial Conduct Authority (FCA) obtained new concurrent competition powers under the Competition Act 1998 (CA98) and the Enterprise …
UK: FCA's competition remit - new Memorandum of Understanding between the CMA and FCA sets out framework for co-operation between both regulators
The Competition and Markets Authority (CMA) and the Financial Conduct Authority (FCA) have agreed a new Memorandum of Understanding (MoU) which sets out …
EU: the European Commission's proposed Directive on Payment Accounts
The European Commission has published proposals for a Directive on the transparency and comparability of payment account fees, payment account …
UK: BoE and FSA relax the barriers to entry for new bank entrants
The FSA and the Bank of England (BoE) have published the results of their review into barriers to new entrants to the banking sector. The …
UK: Financial Conduct Authority (FCA)'s Risk Outlook and Business Plan for 2013 published
The FCA's Risk Outlook (FCA RO) has been published today, setting out the regulator's current thinking on conduct in financial markets by …
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