FSR and Corporate Crime Notes
Tag: confidential information
Showing 3 out of 3 results
27 June 2018
Interpretation of MiFID I: ECJ preliminary ruling confirms information given to supervisory authorities by authorised firms can lose its confidential status after 5 years
Judgment by the European Court of Justice (ECJ) in the case of Bundesanstalt für Finanzdienstleistungsaufsicht v Baumeister (Case C-15/16) (19 June …
26 September 2014
Australia: ASIC focus on briefing of sell-side analysts, may seek product intervention powers
In a speech to the G100 held in Aust this week, ASIC Commissioner Price provided a short update on topics of ASIC focus. These include: in …
25 July 2013
Australia: When and how ASIC gives your information to others
While the Australian Securities and Investments Commission (ASIC) has the power to commence its own proceedings, it is also able to assist private …