Tag: corporate governance
Showing 12 out of 14 results
A spotlight on D&I in the Financial Services sector
July 2021: The month ahead in financial services regulatory developments…
PRA publishes Consultation Paper on implementing certain CRD V Requirements
FCA review of outsourcing by life insurers
LIBOR transition: Regulators expect firms to accelerate preparations for end-2021
The month ahead in financial services regulatory developments…
HONG KONG SFC CONTINUES TO IDENTIFY DEFICIENCIES IN SPONSOR WORK IN SECOND THEMATIC REVIEW
On 26 March 2018, the Securities and Futures Commission (SFC) published a circular and a report following its second thematic review of sponsors. As with …
Increased focus on board and senior management in Hong Kong as HKMA issues enhanced guidance on corporate governance
On 6 October 2017, the Hong Kong Monetary Authority (HKMA) issued a circular to announce the publication of two revised Supervisory Policy Manual (SPM) …
New corporate governance standards for Hong Kong authorised insurers came into effect on 1 January 2017
In October 2016, the Office of the Commissioner of Insurance (OCI) revised the Guidance Note on the Corporate Governance of Authorised Insurers (Revised …
Solvency II and Non-Executive Directors
The PRA and FCA have confirmed their approach to non-executive directors (NEDs) under the Senior Insurance Managers Regime (SIMR). Some …
EU: First appeal decision of the joint Board of Appeal of EBA, ESMA and EIOPS
Last month, the joint Board of Appeal of the European Supervisory Authorities (the Appeal Board) published its first decision allowing an appeal …
UK: FCA provisional decision to fine and ban former NED of financial firm for failing to disclose conflicts of interest
The FCA has published a notice of its decision to fine a former non-executive director (NED) of two mutual societies £154,800, and …
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