Tag: crd
Showing 9 out of 9 results
Forthcoming financial services regulatory developments - March and April 2023
Forthcoming financial services regulatory developments - February and March 2022
EBA publishes roadmap for delegated mandates under the updated prudential regime for investment firms
EU: Final ESMA Guidelines on UCITS V remuneration provisions: ESMA addresses the application of the proportionality principle under UCITS V and AIFMD
The European Securities and Markets Authority ("ESMA") has published its final guidelines on the remuneration requirements of the UCITS V directive (the …
EU: ESMA disagrees with the EBA on proportionality: guidelines on remuneration under UCITS V are published for consultation
On 23 July 2015, the European Securities and Markets Authority ("ESMA") published its draft guidelines on the implementation of the UCITS V remuneration …
UK: High earners reporting for limited licence/limited activity IFPRU firms - action required by 10 November
Limited licence/limited activity firms subject to the requirements of the Capital Requirements Directive (CRD IV) will have received email correspondence …
Problem, process and prognosis: the legal challenge to the EU Bonus Cap
Yesterday afternoon it was announced that the UK Government has launched a legal challenge in the Court of Justice of the European Union against the cap …
UK: FCA and PRA consultation on the implementation of the CRD IV remuneration provisions
The Financial Conduct Authority (“FCA”) and the Prudential Regulatory Authority (“PRA”) have each published a consultation on the implementation …
EU: First appeal decision of the joint Board of Appeal of EBA, ESMA and EIOPS
Last month, the joint Board of Appeal of the European Supervisory Authorities (the Appeal Board) published its first decision allowing an appeal …