Tag: cross border
Showing 9 out of 9 results
02 November 2023
Herbert Smith Freehills contributes chapter to GIR Guide to Anti-Money Laundering: Representing financial institutions in global multi-agency AML investigations
23 November 2021
Scott Balber and Pamela Terry contribute to Global Investigations Review’s “The Guide to International Enforcement of Securities Laws”
01 September 2020
ESMA writes a letter to the European Commission regarding the reform of the AIFMD
20 May 2020
Addressing concerns around 'global stablecoins': FSB proposes an extensive regulatory framework
First published on Thomson Reuters Regulatory Intelligence on 13 May 2020 In April, the Financial Stability Board (FSB) published, in response to a …
28 February 2020
UK and EU set out their stalls on equivalence and the future trade deal (or no deal…?)
On 26 February 2020, the UK Government published its approach to UK's future relationship with the EU. The sections on financial services in the UK's …
20 November 2019
Regulation in Focus Podcast Episode 1 – November 2019
18 September 2019
Herbert Smith Freehills launches updated guide to cross-border financial services investigations
11 January 2019
Preparing for Brexit: EEA Firms - UK Temporary Permissions Regime ("TPR")
The UK FCA and PRA propose to implement the TPR if the UK leaves the European Union on 29 March 2019 without an implementation (or transitional) period, …
11 October 2018
Navigating data privacy laws in multi-jurisdictional investigations
Our investigations team has published an article for Thomson Reuters Regulatory Intelligence looking at the impact of data privacy laws on investigations …