FSR and Corporate Crime Notes
Tag: csrc
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SFC and CSRC agree to commence preparations for Stock Connect southbound investor ID regime
The Hong Kong Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) have reached a consensus to commence …
SFC, CSRC and MOF sign tripartite MOU on access to audit working papers kept in Mainland China
Last week, the Hong Kong Securities and Futures Commission (SFC) signed a tripartite memorandum of understanding (MOU) with the China Securities …
Stock Connect Northbound Investor ID Model set to launch on 17 September 2018
Late last month, the Securities and Futures Commission (SFC) announced that agreement had been reached with the China Securities Regulatory Commission …
Hong Kong SFC announces investor ID regime for Northbound trading under Stock Connect
On 30 November 2017, the Securities and Futures Commission (SFC) announced that it had reached an agreement with the China Securities Regulatory …
CHINA TO INCREASE FOCUS ON COMBATTING FINANCIAL CRIME
Last month the Communist Party of China held its 19th National Congress. One of the key themes that came out of the Congress was the desire to increase …