Tag: disclosure requirements
Showing 10 out of 10 results
SPACs in the City: the emerging litigation and regulatory risks in England & Wales
Singapore: SGX reprimands oilfield services firm for failure to provide a balanced and fair announcement to the market
The Singapore Exchange (SGX) has issued a public reprimand to Swiber Holdings Limited (Swiber), an oilfield services firm, on 31 October 2016 (Regulatory …
The new EU market abuse and inside information regime – ESMA consults on draft implementing measures
ESMA has published two Consultation Papers setting out proposed draft secondary measures under the Market Abuse Regulation ("MAR"). These ESMA …
The new EU market abuse and inside information regime - an overview
The new Market Abuse Regulation has been published in the Official Journal and is directly applicable in EU countries from 3 July 2016. The …
UAE: Review of DFSA Markets Brief No. 6: ongoing market disclosure
The Dubai Financial Services Authority ("DFSA") is the independent regulator of all financial and ancillary services conducted through the Dubai …
UK: Market Abuse Update 2013
In its first business plan, the FCA promised to continue to treat market abuse as a priority. Last week, the FCA published details of its …
French AMF's €8M fine for LVMH's disclosure failures that concealed stakebuilding in Hermès
The Enforcement Committee of the French Autorité des Marchés Financiers (AMF) has fined LVMH Moët Hennessy-Louis Vuitton (LVMH) €8 …
New EU Directive: Reporting by Extractive Companies on Government Payments
The European Parliament and Council of Ministers have agreed the final form of the new EU rules for the disclosure, on a project by project basis, of …
Making information about companies public: Netflix CEO's Facebook posting prompts SEC Wells Notice
In July this year, Reed Hastings, the CEO of Netflix Inc (Netflix), posted on Facebook that Netflix's members had enjoyed over 1 billion hours in …
FSA issues final form remuneration code
On Friday 17 December 2010, the FSA issued its revised Remuneration Code (the "Code") containing its interpretation of the remuneration principles …