FSR and Corporate Crime Notes
Tag: distribution of retail investment products
Showing 2 out of 2 results
10 February 2014
UK: Retail product distribution payments under the FCA spotlight - finalised guidance on inducements and conflicts of interest
The FCA has set an uncompromising compliance standard for what it sees as unacceptable payments from product providers to advisors in the retail …
09 November 2011
A changing landscape: regulatory developments in the distribution of retail investment products - UK, France, Spain, Germany, Italy, Netherlands, Switzerland, Russia, UAE and Hong Kong
Over the last 18 months, we have seen significant momentum in regulatory developments regarding the distribution of retail investment products, driven by …