FSR and Corporate Crime Notes
Tag: etfs
Showing 2 out of 2 results
13 December 2018
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …
07 March 2013
EU: EBA's report on good practices for ETF risk management
The European Banking Authority (EBA) today published an opinion addressed to competent authorities (as defined in the Capital Requirements …