Tag: faqs
Showing 6 out of 6 results
SFC releases FAQs simplifying compliance with electronic data storage requirements – But is it really as simple as it looks?
First wave of United States sanctions against Iran re-imposed on 7 August 2018, as the amended EU Blocking Statute comes into effect on the same day
End of first wind-down period Following President Trump's decision on 8 May 2018 to withdraw the United States from the Joint Comprehensive Plan of …
PASSAGE OF NEW SANCTIONS LEGISLATION AND PUBLICATION OF UPDATED GUIDANCE
On 24 May 2018, it was announced that the Sanctions and Anti-Money Laundering Act (the "Act") had received Royal Assent. The Act is the first piece of UK …
Hong Kong SFC issues new guidance note and FAQs on regulatory cooperation and its benefits
On 12 December 2017, the Securities and Futures Commission (the SFC) published its Guidance Note on Cooperation with the SFC (the Guidance). The …
Hong Kong SFC announces investor ID regime for Northbound trading under Stock Connect
On 30 November 2017, the Securities and Futures Commission (SFC) announced that it had reached an agreement with the China Securities Regulatory …
US AUTHORITIES ISSUE COMPREHENSIVE IMPLEMENTATION GUIDANCE ON NEW US SANCTIONS LEGISLATION
Following our earlier bulletin, on October 31, 2017, the US Department of State and Department of Treasury's Office of Foreign Assets Control ("OFAC") …