FSR and Corporate Crime Notes
Tag: ficc
Showing 5 out of 5 results
15 September 2020
FMSB Spotlight Review on measuring FICC execution quality
29 July 2020
August 2020: The month ahead in financial services regulatory developments…
25 May 2018
FEMR Progress Report / Speech by Mark Carney, Governor of the BoE
FEMR Progress Report: The HM Treasury, the Bank of England (BoE) and FCA have today published the 2018 Progress Report on the Fair and Effective Markets …
10 June 2015
UK: Fair and Effective Markets Review publishes its final report
The Fair and Effective Markets Review (FEMR) has published its final report, setting out 21 recommendations to help restore trust in the wholesale Fixed …
05 September 2014
Hong Kong: SFC supervisory briefing session – summary of key issues
On 2 September 2014, the SFC held its first ever Supervisory Briefing Session (“Session”) to share with market participants their major findings and …