FSR and Corporate Crime Notes
Tag: financial markets
Showing 5 out of 5 results
18 March 2021
FCA’s Mark Steward looks at market abuse, short-selling and the rise of the retail investor
28 February 2020
UK and EU set out their stalls on equivalence and the future trade deal (or no deal…?)
On 26 February 2020, the UK Government published its approach to UK's future relationship with the EU. The sections on financial services in the UK's …
12 February 2020
ESMA publishes report on product intervention measures under MiFIR
The European Securities and Markets Authority (“ESMA”) has recently published final technical advice on the effects of product intervention measures …
24 January 2020
FCA publishes Dear CEO letters to asset managers and alternative investment firms
12 June 2017
Herbert Smith Freehills leads ASIFMA member working group to formulate Best Practices for Effective Development of Fintech
The Asia Securities Industry & Financial Markets Association (ASIFMA) released on Friday afternoon its guide, Best Practices for Effective …