Tag: fit and proper
Showing 3 out of 3 results
17 October 2023
Diversity and inclusion in the UK financial sector - driving change
19 September 2019
The new regulatory regime for insurance intermediaries in Hong Kong – are you ready for 23 September 2019?
On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of …
11 February 2019
SFC seeks to halt "rolling bad apples" in their tracks with licensing reforms
On 1 February 2019, the Securities and Futures Commission (SFC) announced significant changes to its licensing forms and processes (Licensing Reforms). …