FSR and Corporate Crime Notes
Tag: frc
Showing 2 out of 2 results
18 September 2018
PRIVILEGE NO DEFENCE TO NOTICE REQUIRING PRODUCTION OF CLIENT’S PRIVILEGED DOCUMENTS TO REGULATOR
The High Court has held that an audit client could not withhold documents on grounds of privilege when responding to a notice requiring the production of …
20 May 2014
UK: New Regulators' Code now in force
On 6 April 2014 the new Regulators' Code (the "Code") replaced the Regulators' Compliance Code, which dated back to December 2007. The Code applies …