Tag: fsma
Showing 12 out of 14 results
26 March 2024
Transparency in enforcement: Can CP24/2 achieve the FCA's objectives?
05 February 2024
EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026
12 August 2022
FCA publishes policy statement on improvements to the Appointed Representative regime
15 December 2021
Appointed Representatives reforms - 'strengthening' of existing regime for now but more fundamental changes likely
10 November 2021
HMT publishes a second consultation paper on the Financial Services Future Regulatory Framework Review
28 October 2021
November 2021: The month ahead in financial services regulatory developments…
26 October 2020
UK Post-Brexit Reform: HM Treasury consults on the Future Regulatory Framework for EU Exit
28 July 2020
HMT consultations on financial promotions: approving promotions and promoting cryptoassets
05 November 2019
The Financial Services Duty of Care Bill
29 July 2019
Cryptoassets: Personal account dealing policies and procedures
14 August 2018
Do we need a new duty of care in financial services?
On 17 July 2018, the FCA published a paper on its Approach to Consumers (the Approach), accompanied by a discussion paper DP18/5 (the DP) on …
03 April 2017
Supreme Court clarifies what is required for "identification" in respect of third party rights under s393 FSMA
In a judgment highly anticipated by firms and their senior managers as well as the regulators, the Supreme Court has overturned decisions of the Court of …
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