Tag: funds
Showing 11 out of 11 results
Year of the Dragon: Round up of recent developments to the regulatory framework for virtual asset activities in Hong Kong and Singapore
What you need to know about the Edinburgh Reforms
FCA confirms final rules for new Consumer Duty and gives firms more time to comply
April 2021: The month ahead in financial services regulatory developments…
Hong Kong SFC highlights inadequacies and deficiencies in fund managers’ liquidity risk management practices
The Securities and Futures Commission (SFC) has recently issued a circular on the outcome of its survey and inspection of selected fund managers …
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …
Casting the regulatory net over virtual assets – new regulation in Hong Kong for crypto fund managers, fund distributors and trading platforms
Yesterday, the Securities and Futures Commission (SFC) published a statement (Statement), together with a press release, setting out its new regulatory …
SFC and AMF sign MOU on mutual recognition of funds between Hong Kong and France
Last week, the Securities and Futures Commission (SFC) of Hong Kong announced that it had signed a Memorandum of Understanding (MOU) with the …
Dear CEO: please confirm your asset management firm has identified and mitigated the risk of conflicts of interest between it and its customers
Conflicts of interest between asset managers and their customers: Identifying and mitigating the risks is a 'Dear CEO' publication in which the FSA …
New UK Investment Trust Company Tax Regime - Final Regulations
The Investment Trust (Approved Company) (Tax) Regulations 2011 (the Regulations) have been published. Once the Regulations have been approved by …
Investment funds update
Update at a glance including Alternative Investment Fund Managers Directive, Hedge Fund Standards Board and RDR platform proposals. Alternative …