Tag: governance
Showing 9 out of 9 results
13 February 2023
FCA publishes new Discussion Paper in a bid to promote financial sustainability in firms
07 April 2021
UK regulators release final operational resilience policies
12 August 2020
FCA and PRA consult on remuneration provisions for Banks and Credit Institutions
05 June 2020
Megan Butler on the FCA’s response to Covid-19 and expectations for 2020
07 April 2020
COVID-19: Governance: FCA and PRA publish statements on their expectations for regulated firms under SMCR (UK)
[This post was last updated on 11 May 2020 to reflect the latest FCA publication on SMCR for solo-regulated firms] The PRA and FCA have published two …
04 June 2019
Crypto asset compliance in an uncertain regulatory environment
08 February 2019
Australia: Final Report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry released
The Final Report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Hayne Report) was released to …
31 July 2018
HKMA publishes open API framework for Hong Kong banking sector and launches own open API
On 18 July 2018, the HKMA announced that it had concluded a consultation on its intended approach to open application programming interface (API) for the …
24 April 2018
A NEW GLOBAL TOOLKIT FOR FIGHTING MISCONDUCT RISK: WHAT DOES THIS MEAN FOR FIRMS AND REGULATORS?
On 20 April 2018, the Financial Stability Board (FSB) released its long awaited toolkit (Toolkit) for firms and regulators’ use in fighting misconduct …