Tag: individual accountability
Showing 6 out of 6 results
03 April 2023
Edinburgh Reforms: HM Treasury and the UK regulators launch the review of the SMCR
28 August 2020
Singapore and Hong Kong regulators propose enhanced enforcement powers to tackle bad apples
03 May 2018
LIGHTER TOUCH, OR MORE OF THE SAME? MAS ISSUES CONSULTATION PAPER ON PROPOSED GUIDELINES ON INDIVIDUAL ACCOUNTABILITY AND CONDUCT
On 26 April 2018, the Monetary Authority of Singapore (MAS) issued a Consultation Paper on its proposed, and much-anticipated, senior manager …
27 July 2017
FCA publishes proposals to extend the Senior Managers and Certification Regime
The FCA has published proposals to replace the Approved Persons Regime with the Senior Managers and Certification Regime (SMCR) currently in force for …
20 October 2016
The Push for Individual Accountability and D&O Insurance Coverage
On September 9, 2015 Sally Yates, the Deputy Attorney General, released a memorandum entitled "Individual Accountability for Corporate Wrongdoing," which …
11 September 2015
US: DOJ prioritizes prosecution of individuals
The US Department of Justice ("DOJ"), in a memorandum issued to all federal prosecutors on Wednesday September 9, 2015, directed prosecutors to focus on …