FSR and Corporate Crime Notes
Tag: inspection
Showing 2 out of 2 results
19 November 2018
Hong Kong SFC commences thematic review of risk governance and oversight frameworks, including assessment of risk management MICs
Last Friday, the SFC announced (via a circular) that it had commenced a thematic review of selected licensed corporations (LCs) to assess their risk …
28 June 2017
New Insurance Authority in Hong Kong commences regulation of insurers with enhanced powers
With effect from 26 June 2017, the independent Insurance Authority (IA) assumed its regulatory responsibilities and replaced the Office of the …