FSR and Corporate Crime Notes
Tag: international cooperation
Showing 2 out of 2 results
27 November 2015
Hong Kong SFC's new power to provide overseas regulators with supervisory assistance - a glimpse of the regulators' future cooperation
With effect from 13 November 2015, the Securities and Futures Ordinance (SFO) was amended to give new powers to the Securities and Futures Commission …
17 February 2015
Big Four settle disclosure case with SEC
The SEC's administrative court approved a settlement between the SEC and the Chinese affiliates of PwC, Ernst & Young, KPMG, BDO and Deloitte, fining …