FSR and Corporate Crime Notes
Tag: italy
Showing 12 out of 20 results
#MAR_bitesize
New Market Abuse powers for the FCA The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 On 29 June 2016, the Government …
#MAR_bitesize
Extra-territorial scope of MAR: impact on non-EU firms Article 2(4) of MAR applies the "prohibitions and requirements" within MAR to behaviour that …
#MAR_bitesize
Suspicious transaction and order reporting Under Article 16 of MAR, market operators and investment firms operating a trading venue1, and any person …
Market abuse update - April 2016
This will be our last quarterly Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the Criminal Sanctions …
Finding a data compromise: what the EU Data Protection Regulation compromise says
After almost four years of debate, the European Commission, Parliament and Council finally reached political agreement on the proposed General Data …
EU reaches agreement on the General Data Protection Regulation
After almost four years of debate, the European Commission, Parliament and Council have finally reached political agreement on the proposed General Data …
Market Abuse update - August 2015
The second quarter of 2015 saw continued regulatory focus on market and benchmark misconduct: the FCA and the US regulators imposed a series of …
EU: ESMA disagrees with the EBA on proportionality: guidelines on remuneration under UCITS V are published for consultation
On 23 July 2015, the European Securities and Markets Authority ("ESMA") published its draft guidelines on the implementation of the UCITS V remuneration …
OECD Foreign Bribery Report
The Organisation for Economic Cooperation and Development (OECD) released its Foreign Bribery Report (Report) this week. The Report is the OECD’s …
European Bank Stress Tests and Asset Quality Reviews
The European Central Bank (ECB) and the European Banking Authority (EBA) have published the results of the latest stress tests and asset quality reviews …
UK: The EBA clamp-down on role-based allowances: behind the headlines
As has been widely reported, the European Banking Authority has stated that many role-based allowances should now be treated as variable remuneration, …
The new EU market abuse and inside information regime – ESMA consults on draft implementing measures
ESMA has published two Consultation Papers setting out proposed draft secondary measures under the Market Abuse Regulation ("MAR"). These ESMA …
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