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05 September 2016

#MAR_bitesize

New Market Abuse powers for the FCA   The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 On 29 June 2016, the Government …

22 April 2016

Market abuse update - April 2016

This will be our last quarterly Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the Criminal Sanctions …

08 February 2016

Finding a data compromise: what the EU Data Protection Regulation compromise says

After almost four years of debate, the European Commission, Parliament and Council finally reached political agreement on the proposed General Data …

23 April 2015

The EU publishes amended guidance on financial sanctions

The Council of the European Union recently published a revised version of the EU Best Practices for the effective implementation of restrictive …

04 December 2014

OECD Foreign Bribery Report

The Organisation for Economic Cooperation and Development (OECD) released its Foreign Bribery Report (Report) this week.  The Report is the OECD’s …

16 July 2014

The new EU market abuse and inside information regime – ESMA consults on draft implementing measures

ESMA has published two Consultation Papers setting out proposed draft secondary measures under the Market Abuse Regulation ("MAR").  These ESMA …

09 May 2014

EEA: EFTA Court rules that a provision requiring specification of basis for suspicion in the context of an information request would be incompatible with the Market Abuse Directive

In Hellenic Capital Market Commission (HCMC) (Case E-23/13), the Court of the European Free Trade Association (EFTA) took the view that a provision which …