Tag: manager in charge
Showing 2 out of 2 results
05 November 2021
Hong Kong SFC disciplines first manager-in-charge
18 May 2018
HONG KONG SFC PROVIDES UPDATE ON MIC REGIME AND ANNOUNCES THEMATIC REVIEW OF LICENSED CORPORATIONS' GOVERNANCE
In the latest issue of its SFC Compliance Bulletin: Intermediaries published on 16 May 2018, the Securities and Futures Commission (SFC) provides an …