FSR and Corporate Crime Notes
Tag: market manipulation
Showing 12 out of 12 results
#MAR_bitesize
New Market Abuse powers for the FCA The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 On 29 June 2016, the Government …
Market abuse update - July 2016
The Market Abuse Regulation (MAR) and the Criminal Sanctions (Market Abuse) Directive came into application in Europe on 3 July 2016. Various …
#MAR_bitesize
Extra-territorial scope of MAR: impact on non-EU firms Article 2(4) of MAR applies the "prohibitions and requirements" within MAR to behaviour that …
#MAR_bitesize
Suspicious transaction and order reporting Under Article 16 of MAR, market operators and investment firms operating a trading venue1, and any person …
AIFMs, UCITS managers and proprietary trading firms: EU MAR surveillance and STORs requirements apply
With just under 5 weeks to go before the Market Abuse Regulation comes into application across the EU, the European Securities and Markets Authority …
Market abuse update - April 2016
This will be our last quarterly Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the Criminal Sanctions …
Market Abuse Update: January 2016
In September, the European Securities and Markets Authority (ESMA) published the final draft of its technical standards for the Market Abuse Regulation …
UK: A record sentence for the SFO?
On 3 August, the UK's Serious Fraud Office (SFO) secured a conviction on eight counts of conspiracy to defraud against a former trader. He was …
Market abuse update - April 2015
2014 was marked by record fines for benchmark manipulation globally, criminal prosecutions for insider trading and market manipulation, and the first …
UK: Market Abuse Update 2013
In its first business plan, the FCA promised to continue to treat market abuse as a priority. Last week, the FCA published details of its …
March 2013 Corporate Crime Update
The March 2013 edition of our corporate Crime Update covers developments in relation to corruption, money laundering, fraud, sanctions and related …
Harmonising the regulation of market abuse in Europe
The European Commission has published its proposals for a Regulation on insider dealing and market manipulation ("the Regulation") and a Directive on …