Tag: markets
Showing 12 out of 17 results
07 March 2023
Forthcoming financial services regulatory developments - March and April 2023
22 June 2022
A tale of two markets: Regulatory divergence between the EU and UK securitisation frameworks
11 May 2022
Hong Kong Stock Exchange and SFC announce rule amendments to reflect new conduct requirements for bookbuilding and placing activities to be implemented on 5 August 2022
30 March 2022
Forthcoming financial services regulatory developments - April and May 2022
28 March 2022
The alchemy of journalism – turning market rumours into inside information
01 December 2021
Forthcoming financial services regulatory developments - December 2021 and January 2022
28 October 2021
November 2021: The month ahead in financial services regulatory developments…
01 October 2021
October 2021: The month ahead in financial services regulatory developments…
29 July 2021
August 2021: The month ahead in financial services regulatory developments…
20 July 2021
Hong Kong Stock Exchange to implement new FINI platform to modernise IPO settlement process with a T+2 settlement timetable
18 May 2020
COVID-19: Temporary bans on short selling in the EU come to an end
Those national regulators in the EU which had put in place temporary restrictions on any short selling of securities admitted to trading on regulated …
08 April 2020
ESMA proposes changes to MiFID II inducements and costs and charges disclosure regimes
On 1 April 2019 the European Securities and Markets Authority (ESMA) published its final report to the European Commission (EC) setting out its technical …
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