FSR and Corporate Crime Notes
Tag: mics
Showing 2 out of 2 results
05 November 2019
Hong Kong SFC's new electronic data requirements place MICs and cloud services in the spotlight
On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage …
19 November 2018
Hong Kong SFC commences thematic review of risk governance and oversight frameworks, including assessment of risk management MICs
Last Friday, the SFC announced (via a circular) that it had commenced a thematic review of selected licensed corporations (LCs) to assess their risk …