Tag: mifir
Showing 10 out of 10 results
FCA finalises plans to improve functioning of equity secondary markets
ESMA confirms EU's hardline stance to MiFIR Derivatives Trading Obligation post-Brexit
ESMA consults on transaction reporting and OTFs
The month ahead in financial services regulatory developments…
MiFID II/MiFIR Review
Two years after MiFID II and MiFIR started to apply, the MiFID review process has begun, with both the European Commission and the European Securities …
ESMA publishes report on product intervention measures under MiFIR
The European Securities and Markets Authority (“ESMA”) has recently published final technical advice on the effects of product intervention measures …
Product Intervention Powers and Design and Distribution Obligations in Financial Services: A Cross-Border Perspective
Authors: Hannah Cassidy, Clive Cunningham, Natalie Curtis, Javier de Carlos, Katherine Dillon, Matthias Gippert, Leopoldo …
UK: FCA and HM Treasury publish approach to UK implementation of MIFID II
The FCA and HM Treasury have published the first set of papers on the UK implementation of MiFID II: FCA discussion paper "Developing our approach to …
EU: MiFID Review - phase two begins
The European Securities and Markets Authority (ESMA) is consulting on the implementation of the revised Markets in Financial Instruments Directive …
MiFID II: European Commission publishes legislative proposals to amend MiFID
The European Commission finally published its legislative proposals to revise the Markets in Financial Instruments Directive (MiFID) on 20 October, …