FSR and Corporate Crime Notes
Tag: notification
Showing 2 out of 2 results
03 June 2015
Hong Kong regulator warns intermediaries of the need to fully comply with notification requirements
The Securities and Futures Commission (SFC) recently issued a circular reminding intermediaries, and their substantial shareholders, of the various …
02 November 2011
FSA to require one month's notice of capital issues
The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital …