FSR and Corporate Crime Notes
Tag: otc derivatives
Showing 12 out of 18 results
ESAs consultations: amendments to EMIR for securitisation issuers
In May 2018, the Joint Committee of the European Supervisory Authorities ("ESAs") launched two consultations (the "Consultations") to amend EMIR …
No margin for error: the upcoming EMIR margin rules
EMIR is the centrepiece of the EU post financial crisis reform of derivatives markets and seeks to address perceived issues with counterparty credit risk …
Hong Kong OTC derivatives update: Are you ready for 1 September 2016?
On 1 September 2016, the first phase of mandatory clearing of over-the-counter (OTC) derivative transactions (Phase 1 Clearing) will be implemented. The …
Australia: Derivatives clearing and single-sided reporting exemption regulations made
The Australian Government has made and registered a critical Regulation dealing with mandatory clearing of derivatives and an exemption allowing certain …
Hong Kong revises and further consults on draft rules for mandatory reporting of OTC derivatives and related record-keeping
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have published consultation conclusions on the draft rules for …
Hong Kong issues consultation paper on draft rules for mandatory reporting and related record-keeping in relation to OTC derivatives
The Hong Kong Monetary Authority and the Securities and Futures Commission have recently issued a joint consultation paper detailing their proposed …
US CFTC publishes concept release consulting on risk controls and system safeguards for automated trading
The US Commodity Futures Trading Commission (CFTC)'s 137 page concept release on risk controls and system safeguards for automated …
EU: ESMA begins detailing central clearing of OTC derivatives
The European Securities and Markets Authority (ESMA) has launched a Discussion Paper as a first step towards preparation for the regulatory technical …
Derivatives update for corporates
The regulatory response to the credit crisis is having a profound effect on derivative markets. In our bulletin for corporate clients, we provide an …
FSB progress report on OTC derivatives market reform
The Financial Stability Board (FSB) has published its 5th six-monthly progress report on the implementation of over-the-counter (OTC) derivatives …
UK: EMIR countdown: Notification forms for 15 March and new Regulations for 1 April 2013
The FSA has published final versions of notification forms for the purposes of the European Market Infrastructure Regulation (EMIR) for use by from …
ISDA publishes EMIR Non-Financial Counterparty Representation Protocol and Timely Confirmation Amendment Agreement
The International Swaps and Derivatives Association, Inc. (ISDA) has published its March 2013 EMIR Non-Financial Counterparty (NFC) …
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