FSR and Corporate Crime Notes
Tag: principles
Showing 2 out of 2 results
14 August 2018
Do we need a new duty of care in financial services?
On 17 July 2018, the FCA published a paper on its Approach to Consumers (the Approach), accompanied by a discussion paper DP18/5 (the DP) on …
26 July 2017
HKMA and PWMA in Hong Kong collaborate to develop a Treat Customers Fairly Charter for the PWM industry
On 8 June 2017, the Hong Kong Monetary Authority (HKMA) announced that it has been working together with the Private Wealth Management Association to …