FSR and Corporate Crime Notes
Tag: regulation
Showing 12 out of 49 results
11 December 2023
Hong Kong lays out comprehensive guidance on crypto and tokenised securities-related activities by intermediaries, along with guidance on tokenisation of investment products
17 October 2023
Hong Kong SFC proposes new guidelines for market soundings
05 October 2023
Attention all auditors, again – HKMA and AFRC enter into new Memorandum of Understanding to strengthen collaboration
02 February 2023
Government publishes non-stablecoin cryptoasset Consultation and Call for Evidence
20 October 2022
2022 Global Bank Review – Banking on People
19 July 2022
How are NFTS regulated in the UK and EU?
05 June 2020
Megan Butler on the FCA’s response to Covid-19 and expectations for 2020
07 April 2020
COVID-19: Governance: FCA and PRA publish statements on their expectations for regulated firms under SMCR (UK)
[This post was last updated on 11 May 2020 to reflect the latest FCA publication on SMCR for solo-regulated firms] The PRA and FCA have published two …
09 March 2020
FCA highlights its areas of concern in financial services markets in Sector Views 2020
24 January 2020
FCA publishes Dear CEO letters to asset managers and alternative investment firms
20 November 2019
Regulation in Focus Podcast Episode 1 – November 2019
30 October 2019
The month ahead in financial services regulatory developments…
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