FSR and Corporate Crime Notes
Tag: regulation of platforms
Showing 2 out of 2 results
07 June 2017
HK SFC launches consultation on Proposed Guidelines on online distribution and advisory platforms and proposes to extend Suitability Requirement
On 5 May 2017, the Hong Kong SFC launched a three-month consultation in relation to proposed guidelines on online distribution and advisory platforms …
02 November 2011
FSA consults on reforms to platform regulation
FSA consults on reforms to platform regulation The FSA has published a long-awaited Consultation Paper (CP10/29) seeking industry views on changes to the …