FSR and Corporate Crime Notes
Tag: securities financing transactions
Showing 3 out of 3 results
18 May 2020
COVID-19: Temporary bans on short selling in the EU come to an end
Those national regulators in the EU which had put in place temporary restrictions on any short selling of securities admitted to trading on regulated …
25 March 2020
COVID-19: Short selling restrictions and other reporting developments in the EU
[This post was last updated on 16 April 2020 to reflect the extensions to the temporary bans on short selling by EU national regulators] SHORT SELLING …
13 December 2018
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …