FSR and Corporate Crime Notes
Tag: shares
Showing 3 out of 3 results
12 November 2018
Hong Kong Court of Final Appeal clarifies “innocent purpose” defence to insider dealing
The Hong Kong Court of Final Appeal (CFA) has recently allowed the Securities and Futures Commission’s (SFC) appeal against the Market Misconduct …
03 February 2012
FSA limits requirement for one month's notice of capital issues
New rules requiring insurers, banks and other BIPRU firms to tell the FSA about proposed issues of shares or other capital instruments demonstrate the …
02 November 2011
FSA to require one month's notice of capital issues
The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital …