FSR and Corporate Crime Notes

Spain - Draft Bill on the Creation of an Independent Financial Ombudsman: a new process for obtaining a binding resolution for financial claims of less than €20,000

Herbert Smith Freehills launches updated guide to cross-border financial services investigations

Product Intervention Powers and Design and Distribution Obligations in Financial Services: A Cross-Border Perspective

Authors: Hannah Cassidy, Clive Cunningham, Natalie Curtis, Javier de Carlos, Katherine Dillon, Matthias Gippert, Leopoldo …

Corporate Crime autumn update 2018

Welcome to the autumn 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money …

#MAR_bitesize

Extra-territorial scope of MAR: impact on non-EU firms Article 2(4) of MAR applies the "prohibitions and requirements" within MAR to behaviour that …

Market abuse update - April 2016

This will be our last quarterly Market Abuse update before 3 July 2016, the date when both the new Market Abuse Regulation and the Criminal Sanctions …

Finding a data compromise: what the EU Data Protection Regulation compromise says

After almost four years of debate, the European Commission, Parliament and Council finally reached political agreement on the proposed General Data …

EU reaches agreement on the General Data Protection Regulation

After almost four years of debate, the European Commission, Parliament and Council have finally reached political agreement on the proposed General Data …

Corporate Crime Monthly Update October 2015

Welcome to the October 2015 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, fraud, …

EU: ESMA disagrees with the EBA on proportionality: guidelines on remuneration under UCITS V are published for consultation

On 23 July 2015, the European Securities and Markets Authority ("ESMA") published its draft guidelines on the implementation of the UCITS V remuneration …

The EU publishes amended guidance on financial sanctions

The Council of the European Union recently published a revised version of the EU Best Practices for the effective implementation of restrictive …

Corporate Crime Monthly Update February 2015

Welcome to the February 2015 edition of our corporate crime update - our round-up of developments in relation to corruption, money laundering, …